Brian Edward Westerman
Professional Summary
Brian Edward Westerman, who also goes by Brian E Westerman, is a registered financial advisor currently at HIGHTOWER SECURITIES, LLC located in Melville, New York. Brian is registered as a RR (Registered Representative) and started their career in finance in 2017. Brian has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian E Westerman
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Years of Experience
9 years in the financial services industry
Current & Past Employments
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Current Firm
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
Contact Information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414Phone Number
(312) 962-3800Established
Illinois since 06/28/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | — |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SANGEKAR, JASON A | CHIEF EXECUTIVE OFFICER | 5159857 |
Disclosures
Regulatory Event
5Arbitration
1Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
State Registrations and Notice Filings
(4/22/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Brian Edward Westerman's CRS (Customer Relationship Summary).
Similar Advisors
PARK AVENUE SECURITIES LLC
RGA INVESTMENT ADVISORS, LLC
AIMCDONNAUGH & CO. INC.
LPL FINANCIAL LLC
