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FIRM PROFILE
Overview
HIGHTOWER SECURITIES, LLC is located at 200 West Madison Street Suite 2500, Chicago, IL 60606-3414 and was first established at Chicago, Illinois in 06/28/2001. After operating for 24 years, HIGHTOWER SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HIGHTOWER SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. HIGHTOWER SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HIGHTOWER SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 6 disclosures, 5 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HIGHTOWER SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HIGHTOWER SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HIGHTOWER SECURITIES, LLC Comes From
Understanding the Statistics for HIGHTOWER SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Large
(312) 962-3800
Illinois since 06/28/2001
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | ||
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 | |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 | |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 | |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 | |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 | |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
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Advisor's working at HIGHTOWER SECURITIES, LLC
Peter Todd Lyon
Peter Joseph Klein
Jordan Mark Dechtman
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