Shashank Khanna
Professional summary
Shashank Khanna is a registered financial professional currently at TJM INVESTMENTS, LLC located in New York, New York.
Shashank is registered as a RR (Registered Representative) and started their career in finance in 2015. Shashank has worked at 2 firms and has passed the Series 63, Series 3, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shashank Khanna's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2025 - Present
TJM INVESTMENTS, LLC
Office #1: 192 Lexington Avenue Suite 1203, New York, NY 10016February 28, 2023 - January 12, 2024
BLACKROCK EXECUTION SERVICES
June 23, 2015 - July 7, 2016
BLACKROCK EXECUTION SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2025)
Exams
Series 7TO
Date: 2/27/2023
General Securities Representative ExaminationCboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
New York Stock Exchange
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
| WARD, BARRY DANIEL | MANAGING DIRECTOR | 1584523 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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