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CRD#: 46300
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TJM INVESTMENTS, LLC is located at 318 W. Adams Street Suite 900, Chicago, IL 60606 and was first established at Chicago, Illinois in 10/13/1998. After operating for 27 years, TJM INVESTMENTS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TJM INVESTMENTS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. TJM INVESTMENTS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TJM INVESTMENTS, LLC are registered to handle securities or provide financial advice. The firm has 12 disclosures, 12 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TJM INVESTMENTS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TJM INVESTMENTS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TJM INVESTMENTS, LLC Comes From

Understanding the Statistics for TJM INVESTMENTS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
12

FIRM INFORMATION

Main Address
318 W. Adams Street Suite 900, Chicago, IL 60606
Mailing Address
318 W. Adams Street 9th Floor, Chicago, IL 60606
Firm Size
Small
Phone Number
(312) 432-5100
Established
Illinois since 10/13/1998
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TJM HOLDINGS, LLCHOLDING COMPANY
BEITLER, STEVE ALLENCHIEF EXECUTIVE OFFICER1893827
BURKE, JOHN TERRENCECHIEF OPERATING OFFICER2116593
DANG, STACY BINHCHIEF COMPLIANCE OFFICER3143275
MURPHY, THOMAS JAMESCO-MANAGER857354
RISINGER, COLLEEN SULLIVANFINOP CFO2812053
SKWERES, DENISE PAREJKOFINOP CFO5332253

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Advisor's working at TJM INVESTMENTS, LLC

DM

Daniel Christopher Mandernach

Daniel Mandernach
RR
CRD#: 1489065
Location:
Chicago, IL 60604
Company:
TJM INVESTMENTS, LLC
Disclosures:
Experience:
30 years
View Profile
JC

Jeffrey Scott Czerkies

RR
CRD#: 1547841
Location:
Chicago, IL 60604
Company:
TJM INVESTMENTS, LLC
Disclosures:
Experience:
39 years
View Profile
WB

William Alfred Babis

William A Lefevre Jr, William Alfred Lefevre
RR
CRD#: 1679710
Location:
New York, NY 10016
Company:
TJM INVESTMENTS, LLC
Disclosures:
Experience:
37 years
View Profile
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