JC
Joyce Cave
ALLSTATE FINANCIAL ADVISORS
Redwood City, CA 94063-1419
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CRD#: 6488002
JC
Professional summary
Joyce Cave, who also goes by Joyce Marie Boyle, Joyce Marie Cave, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Redwood City, California and ALLSTATE FINANCIAL SERVICES, LLC located in Redwood City, California.
Joyce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Joyce has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joyce Marie Boyle | Joyce Marie Cave
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
01/2015-Present; Moneycents; Foster City, Ca; Investment Related: N; Education; Secretary; 12 Hrs/Mon; 0 Sec Hrs/Day. 10/2015-Present; Various Insurance Carriers for W&R Insurance Agencies; Foster City, CA; Investment Related; Insurance Sales; Insurance Agent. RENTAL PROPERTIES POSITION: Owner NATURE: Rental Properties403 Main St. #518N, San Francisco2915 Leotar Circle, Santa Cruz INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2013 ADDRESS: 547 Trinidad Lane, Foster City CA 94404, United States DESCRIPTION: I manage a few rental properties with the help of realtors in the area. RENTAL PROPERTIES POSITION: Owner NATURE: Rental Properties403 Main St. #518N, San Francisco2915 Leotar Circle, Santa Cruz 547 Trinidad Lane, Foster City INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2013 ADDRESS: 12507 Jacksonville Ave., Bakersfield CA 93312, United States DESCRIPTION: I manage a few rental properties with the help of realtors in the area.
CRS (Client Relationship Summary) - RIA
Click below to view Joyce Cave's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2019 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 617 Veterans Blvd Ste 215, Redwood City, CA 94063-1419RIA
CRD#: 109524
Redwood City, CA
Current
November 8, 2019 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 617 Veterans Blvd Ste 215, Redwood City, CA 94063-1419BD
CRD#: 18272
Redwood City, CA
Past
September 2, 2015 - February 6, 2018
WADDELL & REED
RIA
CRD#: 866
CAMPBELL, CA
Past
August 4, 2015 - February 6, 2018
WADDELL & REED
BD
CRD#: 866
CAMPBELL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/8/2019)
IAR
California(11/8/2019)
RR
Nevada(3/23/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524Redwood City, CA 94063-1419TRUST BUT VERIFY
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