Matthew J. Gasser
Professional summary
Matthew James Gasser, who also goes by Matthew James Gasser, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in West Des Moines, Iowa and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Matthew has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Gasser's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
January 19, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E. Orchard Rd, Greenwood Village, CO 80111December 10, 2021 - January 6, 2023
BANCWEST INVESTMENT SERVICES, INC.
December 10, 2021 - January 6, 2023
BANCWEST INVESTMENT SERVICES, INC.
October 13, 2017 - December 14, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 25, 2017 - December 14, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 10, 2015 - August 5, 2016
SCOTTRADE, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
