Nathan J. Caschera

PACER FINANCIAL

Malvern, PA 19355

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CRD#: 6473505

Professional summary

Nathan Joseph Caschera is a registered financial professional currently at PACER FINANCIAL, INC. located in Malvern, Pennsylvania.

Nathan is registered as a RR (Registered Representative) and started their career in finance in 2015. Nathan has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan Joseph Caschera's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2018 - Present

PACER FINANCIAL, INC.

Office #1: 500 Chesterfield Parkway, Malvern, PA 19355

CRD#: 137040

Malvern, PA

Past

September 21, 2018 - November 15, 2018

STRATCAP SECURITIES, LLC

CRD#: 151152

NEW YORK, NY

Past

February 7, 2018 - May 21, 2018

RESOURCE SECURITIES LLC

CRD#: 133022

PHILADELPHIA, PA

Past

June 4, 2015 - January 29, 2018

KBS CAPITAL MARKETS GROUP LLC

CRD#: 132299

NEWPORT BEACH, CA

Past

April 30, 2015 - May 19, 2015

VERTICAL CAPITAL ASSET MANAGEMENT, LLC

RIA

CRD#: 158382

IRVINE, CA

Past

April 13, 2015 - May 19, 2015

VERTICAL CAPITAL SECURITIES, LLC

CRD#: 154697

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/30/2018)

Pennsylvania
(11/30/2018)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PACER FINANCIAL, INC.

CRD#: 137040 / SEC#: , 8-67061

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

500 Chesterfield Parkway, Malvern, PA 19355

Mailing Address

500 Chesterfield Parkway, Malvern, PA 19355

Phone number

(610) 644-8100

Established

Pennsylvania since 03/23/2005

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
THOMSON, JOE MCKEE	PRESIDENT	718569
OHARA, SEAN EDWARD	DIRECTOR	1312483
BRADBARD, ASHLEE ANN THOMSON	SR. VICE PRESIDENT	5761850
THOMSON, JOANN MARIE	SECRETARY/TREASURER	5086499
ZELLER, KIMBERLY L. T.	VICE PRESIDENT	5774669
JOHNSON, JEFFREY SHAWN	CHIEF COMPLIANCE OFFICER	5508770
MILLER, JOHN STEVENSON	FINOP	2139980

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nathan J. Caschera

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan Joseph Caschera's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATCAP SECURITIES, LLC

RESOURCE SECURITIES LLC

KBS CAPITAL MARKETS GROUP LLC

VERTICAL CAPITAL ASSET MANAGEMENT, LLC

VERTICAL CAPITAL SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/13/2015

Series 24

Date: 8/1/2023

FINRA

Current Firm

PACER FINANCIAL, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PACER FINANCIAL, INC.

TRUST BUT VERIFY

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