James T. Ode
Professional summary
James Thomas Ode, who also goes by James Thomes Ode, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
James is registered as a RR (Registered Representative) and started their career in finance in 2015. James has worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Thomas Ode's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2019 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215August 22, 2016 - January 10, 2019
NATIONWIDE SECURITIES, LLC
April 9, 2015 - August 22, 2016
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| DELEGET, JERROLD BRIAN | CHIEF COMPLIANCE OFFICER | 4364224 |
| JESTICE, KEVIN THOMAS | BOARD DIRECTOR | 5363377 |
| KOTECHA, KUSH VIJAY | BOARD DIRECTOR | 8178085 |
| PEREZ, JUAN JOSE QUEVER | PRESIDENT/BOARD DIRECTOR | 6387381 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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