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BB

Benjamin Bull Soruco

CGIS SECURITIES LLC
MIAMI, FL 33132
Some features on this profile are disabled
CRD#: 6463155
BB

Professional summary

Benjamin Bull Soruco, who also goes by Benjamin Bull, is a registered financial professional currently at CGIS SECURITIES LLC located in Miami, Florida.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2015. Benjamin has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Benjamin Bull

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Bull Soruco's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 14, 2015 - Present

CGIS SECURITIES LLC

Office #1: 990 Biscayne Blvd Suite 0-901, Miami, FL 33132
BD
CRD#: 155984
MIAMI, FL
Past

March 12, 2015 - July 1, 2015

CGIS SECURITIES LLC

BD
CRD#: 155984
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/14/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/12/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/7/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/14/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CGIS SECURITIES LLC
CGIS SECURITIES LLC

CRD#: 155984 / SEC#: , 8-68758

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
990 Biscayne Blvd Suite 0-901, Miami, FL 33132
Mailing Address
990 Biscayne Blvd Suite 0-901, Miami, FL 33132
Phone number
(305) 507-4544
Established
Delaware since 08/24/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CGIS HOLDINGS LLCOWNER/MANAGING MEMBER
DAPENA, RIGOBERTO PCEO1457405
GILMAN, ROBERT CRAIGFINOP/CFO/PFO/POO1738412
RODRIGUEZ, JACQUELINECCO/AMLCO6324280

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CGIS SECURITIES LLC

CRD#: 155984Miami, FL 33132

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