Rigoberto P Dapena
Professional Summary
Rigoberto P Dapena, who also goes by Riggin Dapena, Rigoberto P Riggin, is a registered financial advisor currently at CGIS SECURITIES LLC located in Miami, Florida. Rigoberto is registered as a RR (Registered Representative) and started their career in finance in 1986. Rigoberto has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Riggin Dapena, Rigoberto P Riggin
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
CGIS SECURITIES LLC
Contact Information
Main Address
990 Biscayne Blvd Suite 0-901, Miami, FL 33132Mailing Address
990 Biscayne Blvd Suite 0-901, Miami, FL 33132Phone Number
(305) 507-4544Established
Delaware since 08/24/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/28/2021)
(9/9/2013)
(8/2/2013)
(6/3/2021)
(9/4/2013)
(5/14/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1993SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Rigoberto P Dapena's CRS (Customer Relationship Summary).
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