Michael Vomero
Professional summary
Michael Vomero is a registered financial professional currently at PHX FINANCIAL, INC. located in Hauppauge, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Vomero's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2015 - Present
PHX FINANCIAL, INC.
Office #1: 150 Motor Parkway Suite 309, Hauppauge, NY 11788June 1, 2015 - December 7, 2015
ROCKWELL GLOBAL CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2016)
(12/14/2015)
(12/15/2015)
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(7/8/2020)
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(1/13/2016)
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(8/6/2025)
(12/14/2015)
(8/25/2023)
(12/14/2015)
Exams
FINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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