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FIRM PROFILE
Overview
PHX FINANCIAL, INC. is located at 100 Wall Street Floor 10, New York, NY 10005 and was first established at New York, Florida in 12/27/2006. After operating for 19 years, PHX FINANCIAL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PHX FINANCIAL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. PHX FINANCIAL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PHX FINANCIAL, INC. are registered to handle securities or provide financial advice. The firm has 6 disclosures, 4 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PHX FINANCIAL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PHX FINANCIAL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PHX FINANCIAL, INC. Comes From
Understanding the Statistics for PHX FINANCIAL, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
100 Wall Street Floor 10, New York, NY 10005
100 Wall Street Floor 10, New York, NY 10005
Small
(212) 776-4187
Florida since 12/27/2006
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
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Advisor's working at PHX FINANCIAL, INC.
Wayne Seth Kaufman
Michael Joseph Zimits
Robert Craig Gilman
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