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MS

Michael C. Sawey

CITADEL SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 6454514
MS

Professional summary

Michael Christopher Sawey, who also goes by Michael C Sawey Jr., Michael C Sawey, Michael Christopher Sawey Jr, is a registered financial professional currently at CITADEL SECURITIES LLC located in New York, New York and CITADEL CLEARING LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 10 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael C Sawey Jr. | Michael C Sawey | Michael Christopher Sawey Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Christopher Sawey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 11, 2023 - Present

CITADEL SECURITIES LLC

Office #1: 425 Park Avenue, New York, NY 10022
BD
CRD#: 116797
New York, NY
Current

July 30, 2025 - Present

CITADEL CLEARING LLC

Office #1: 350 Park Avenue, New York, NY 10022
BD
CRD#: 172693
New York, NY
Current

August 21, 2025 - Present

CITADEL SECURITIES INSTITUTIONAL LLC

Office #1: 425 Park Avenue, New York, NY 10022
BD
CRD#: 281102
New York, NY
Current

August 21, 2025 - Present

PALAFOX TRADING LLC

Office #1: 350 Park Avenue, New York, NY 10022
BD
CRD#: 131114
New York, NY
Past

May 10, 2022 - August 31, 2023

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

July 25, 2018 - May 6, 2022

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

October 26, 2015 - July 25, 2018

THE INVESTMENT CENTER, INC.

BD
CRD#: 17839
BEDMINSTER, NJ
Past

August 6, 2015 - October 20, 2015

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
MORRISTOWN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/11/2023)
RR
Alaska
(9/11/2023)
RR
California
(9/11/2023)
RR
Florida
(9/11/2023)
RR
Louisiana
(9/11/2023)
RR
Michigan
(9/11/2023)
RR
Montana
(9/11/2023)
RR
New York
(9/11/2023)
RR
Pennsylvania
(9/11/2023)
RR
Puerto Rico
(9/11/2023)
RR
Rhode Island
(9/11/2023)
RR
Texas
(9/11/2023)
RR
Virginia
(9/11/2023)
RR
Washington
(9/11/2023)
RR
Wyoming
(9/11/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 8/29/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/15/2019
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/6/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/26/2016
General Securities Principal Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

PT
PALAFOX TRADING LLC
PALAFOX TRADING LLC

CRD#: 131114 / SEC#: , 8-66420

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 01/16/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PALAFOX HOLDCO LLCMEMBER
CARROLL, SEAN VINCENTCHIEF EXECUTIVE OFFICER2518443
CARROLL, SEAN VINCENTCHIEF COMPLIANCE OFFICER2518443
CITADEL ADVISORS LLCMANAGER
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER5587809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALAFOX TRADING LLC

CRD#: 131114New York, NY 10022

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