MB
Michael B. Brandt
CETERA INVESTMENT ADVISERS LLC
Taylorsville, UT
Some features on this profile are disabled
CRD#: 6453220
MB
Professional summary
Michael Burdett Brandt, who also goes by Michael Brandt, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Taylorsville, Utah and CETERA WEALTH SERVICES, LLC located in Midvale, Utah.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Brandt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY:NFG BROKERAGE; Yes; 6955 S UNION PARK CTR STE 550; MIDVALE; UT; 84047; FINANCIAL SERVICES/DBA; PRINCIPAL; 2/1/2017; 160; 160; SALE AND MARKETING OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6955 S UNION PARK CTR STE 550; MIDVALE; UT; 84047; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/20/2015; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY:NFG ADVISORS; Yes; 6955 S UNION PARK CTR STE 550; MIDVALE; UT; 84047; FINANCIAL SERVICES/DBA; PRINCIPAL; 10/13/2017; 160; 160; SUPERVISION OF REG REP AND SALE OF SECURITIES. 4. NAME OF ENTITY:NELSON FINANCIAL GROUP LLC; Yes; 6955 S UNION PARK CTR STE 550; MIDVALE; UT; 84047; FINANCIAL SERVICES/DBA; PRINCIPAL; 10/13/2017; 160; 160; SUPERVISION OF REGISTERED REPS AND MARKETING OF ANNUITIES. 5. NAME OF OTHER BUSINESS: M BRANDT FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REGISTERED AGENT, OWNER, SOLE PROP; 6. NAME OF OTHER BUSINESS: UNIFIED FINANCIAL PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND TAX REPORTING;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Burdett Brandt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 6955 Union Park Center Suite 550, Midvale, UT 84047RIA
CRD#: 105644
Taylorsville, UT
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6955 Union Park Center Suite 550, Midvale, UT 84047BD
CRD#: 13572
Midvale, UT
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MIDVALE, UT
Past
June 18, 2015 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
MIDVALE, UT
Past
April 27, 2015 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MIDVALE, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2021)
RR
Arizona(6/9/2021)
RR
Arkansas(12/17/2024)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Florida(6/10/2021)
RR
Idaho(6/9/2021)
RR
Indiana(9/24/2024)
RR
Iowa(2/4/2025)
RR
Kansas(6/9/2021)
RR
Louisiana(3/7/2025)
RR
Massachusetts(2/4/2025)
RR
Michigan(7/11/2023)
RR
Minnesota(6/9/2021)
RR
Missouri(11/22/2024)
RR
Montana(4/17/2024)
RR
Nebraska(6/9/2021)
RR
Nevada(2/13/2025)
RR
New Mexico(6/9/2021)
RR
North Dakota(9/30/2024)
RR
Ohio(1/3/2025)
RR
Oklahoma(6/9/2021)
RR
Pennsylvania(9/3/2024)
RR
South Carolina(1/8/2024)
RR
South Dakota(7/24/2024)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Utah(6/9/2021)
IAR
Utah(6/29/2023)
RR
Virginia(6/9/2021)
RR
Wyoming(7/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
