Andres A. Gallardo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andres Antonio Gallardo, who also goes by Andy Antonio Gallardo, Andy Gallardo, was a registered financial professional .
Andres is a previously registered financial professional and started their career in finance in 2016. Andres had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2016 - March 6, 2018
OPUS FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
OPUS FINANCIAL PARTNERS, LLC
CRD#: 172146 / SEC#: , 8-69501
Contact information
Documents
Red Flags
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