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Curtis Alba Glovier

STAR MOUNTAIN ADVISORS
Tampa, FL
·CRD# 2270225·13 years experience

Professional Summary

Curtis Alba Glovier is a registered financial advisor currently at STAR MOUNTAIN ADVISORS, LLC located in Tampa, Florida. Curtis is registered as a RR (Registered Representative) and started their career in finance in 1992. Curtis has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

STAR MOUNTAIN ADVISORS, LLC·CRD# 153505
BD
101 East Kennedy Blvd Suite 3350, Tampa, FL 33602
July 8, 2024 - Present
THE COURTNEY GROUP, LLC·CRD# 114904
BD
Newport Beach, CA
April 15, 2021 - July 31, 2024
OPUS FINANCIAL PARTNERS, LLC·CRD# 172146
BD
Irvine, CA
September 19, 2016 - April 30, 2019
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
September 10, 1992 - June 13, 1995

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Current Firm

SM
STAR MOUNTAIN ADVISORS, LLC

CADWYN POINT PARTNERS LLC | STAR MOUNTAIN ADVISORS, LLC

CRD#: 153505 / SEC#: 8-68541
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

2 Grand Central Tower 140 East 45th Street 30th Floor, Suite 30a, New York, NY, 10017

Mailing Address

2 Grand Central Tower 140 East 45th Street 30th Floor, Suite 30a, New York, NY, 10017

Phone Number

(646) 787-0257

Established

Delaware since 10/12/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
STAR MOUNTAIN HOLDINGS, LPOWNER OF STAR MOUNTAIN ADVISORS LLC—
BACH, KRISTINAFINOP/CFO4281682
ERICSON, AUSTIN SHAWNCCO7658879
POLIS, JOHN WILLIAMPRESIDENT/CEO5130204

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/10/2024)
RR
New Jersey
(7/10/2024)
RR
New York
(7/10/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2016About the Series 7 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2016About the Series 79 exam

Series 24 — General Securities Principal Examination

Passed Dec 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Curtis Alba Glovier's CRS (Customer Relationship Summary).

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