Taylor M. Hopkins
Professional summary
Taylor Mark Hopkins is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Highlands Ranch, Colorado.
Taylor is registered as a RR (Registered Representative) and started their career in finance in 2015. Taylor has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Taylor Mark Hopkins's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2015 - Present
VICTORY CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2017)
(3/30/2017)
(6/16/2017)
(6/16/2017)
(6/16/2017)
(6/19/2017)
(6/16/2017)
(6/16/2017)
(6/16/2017)
(3/30/2017)
Exams
FINRA
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
