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CRD#: 37059
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VICTORY CAPITAL SERVICES, INC. is located at 4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144 and was first established at Chicago, Delaware in 06/03/1994. After operating for 31 years, VICTORY CAPITAL SERVICES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VICTORY CAPITAL SERVICES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. VICTORY CAPITAL SERVICES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VICTORY CAPITAL SERVICES, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VICTORY CAPITAL SERVICES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VICTORY CAPITAL SERVICES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for VICTORY CAPITAL SERVICES, INC. Comes From

Understanding the Statistics for VICTORY CAPITAL SERVICES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
Firm Size
Medium
Phone Number
(216) 898-2400
Established
Delaware since 06/03/1994
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VICTORY CAPITAL OPERATING, LLCSOLE SHAREHOLDER
INKS, DONALD ANTHONYCHIEF OPERATIONS OFFICER2311245
MATHES, CHARLES BCHIEF COMPLIANCE OFFICER5980160
POLICARPO, MICHAEL DENNIS IIPRESIDENT4316912
PONTE, CHRISTOPHER ANTONICFO/FINOP5968469

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Advisor's working at VICTORY CAPITAL SERVICES, INC.

JG

Jonathan Charles Goss

Jon Goss, Jonathan Goss
IAR
RR
CRD#: 6435000
Location:
San Antonio, TX 78256
Company:
VICTORY CAPITAL MANAGEMENT INC.
Disclosures:
Experience:
10 years
View Profile
JS

Jeffrey H Saunders

Jeff Saunders, Jeffrey How Saunders
IAR
RR
CRD#: 1567342
Location:
Tampa, FL
Company:
VICTORY CAPITAL MANAGEMENT INC.
Disclosures:
Experience:
39 years
View Profile
IC

Ira William Cox

Billy Cox
IAR
RR
CRD#: 1801610
CIMA®: Certified Investment Management AnalystCPWA®: Certified Private Wealth Advisor
Location:
Durham, NC 27701
Company:
VICTORY CAPITAL MANAGEMENT INC.
Disclosures:
Experience:
37 years
View Profile
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