JN
John M. Netherton
TRUIST ADVISORY SERVICES
HILLSBOROUGH, NC 27278
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CRD#: 6443344
JN
Professional summary
John Michael Netherton, who also goes by John Netherton, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Hillsborough, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Mebane, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. John has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Netherton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RIVER ROOTS LLC POSITION: Member NATURE: LLC established to hold purchased property for the purpose of renting said property. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2022 ADDRESS: Bassett VA, United States DESCRIPTION: Purchasing and setting up properties for rental. 143 PRITT PLACE LANE POSITION: Co-Owner NATURE: Personal Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: Bassett VA, United States DESCRIPTION: Hire contractor to repair property and oversee property being rented. NETHERTON OUTDOORS POSITION: Owner NATURE: Agriculture and misc. operations on property that I own. Ex. Farming of Mushrooms or Harvesting of Honey INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2024 ADDRESS: Hillsborough NC, United States DESCRIPTION: Working land owned by sole prop. Agricultural activities. Possible additional undeveloped land purchase in future.
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Netherton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 351 S Churton St, Hillsborough, NC 27278RIA
CRD#: 283390
HILLSBOROUGH, NC
Current
March 9, 2015 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 204 W Center St, Mebane, NC 27302Office #2: 351 S Churton St, Hillsborough, NC 27278Office #3: 505 S Duke St, Durham, NC 27701Office #4: 122 S Main St, Warrenton, NC 27589Office #5: 632 Dabney Dr, Henderson, NC 27536BD
CRD#: 17499
Mebane, NC
Past
April 6, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
HENDERSON, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2017)
RR
California(1/5/2017)
RR
Colorado(9/15/2022)
RR
Connecticut(5/11/2015)
RR
Florida(5/11/2015)
RR
Georgia(10/30/2015)
RR
Hawaii(1/30/2024)
RR
Illinois(9/28/2016)
RR
Indiana(5/11/2015)
RR
Kansas(4/9/2025)
RR
Kentucky(2/8/2024)
RR
Maine(3/26/2020)
RR
Maryland(5/11/2015)
RR
Massachusetts(5/11/2015)
RR
Michigan(7/11/2022)
RR
Minnesota(10/4/2017)
RR
Nevada(6/1/2021)
RR
New Jersey(4/3/2023)
RR
New York(5/11/2015)
RR
North Carolina(4/6/2015)
IAR
North Carolina(9/14/2016)
RR
Pennsylvania(9/28/2016)
RR
South Carolina(5/11/2015)
RR
Tennessee(11/6/2024)
RR
Utah(10/30/2018)
RR
Virginia(5/11/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
