DL
Danny Y. Lai
BANKERS LIFE ADVISORY SERVICES
FORT WAYNE, IN 46825
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CRD#: 6442498
DL
Professional summary
Danny Yick Wing Lai, who also goes by Dan Lai, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Fort Wayne, Indiana and BANKERS LIFE SECURITIES, INC. located in Fort Wayne, Indiana.
Danny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Danny has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Lai
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bankers Life & Casualty Unit Field Trainer DANNY LAI FINANCIAL SERVICES POSITION: President NATURE: Insurance/Financial services-only using bankers life and bankers life approved insurances/investments. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 0 START DATE: 12/20/2022 ADDRESS: 5220 Spartan Dr, FORT WAYNE IN 46804, United States DESCRIPTION: I recently created an s-corp for flow through of my bankers life check and expenses. No other business activity is done outside of bankers life transactions. I am sole owner/employee of s-corp. I incorporated for taxes on Dec 20,2022. ANTHONY MALLINGER 2021 IRREVOCABLE TRUST POSITION: Co-Trustee NATURE: Business is a trust to keep assets designated to family members in case of death INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2024 ADDRESS: 3255 Holsen Ct, Brookfield WI 53005, United States DESCRIPTION: I will be simply a co-trustee for my brother in law Anthony Mallinger in case he becomes deceased. I have no monetary gains/interest, simply helping be a backup on an irrevocable trust that his wife and kids are sole beneficiaries of. My brother in law Anthony Mallinger is opening up a Non-Qualified Managed Trust account with Merrill Lynch. I will be listed on account but decision making and account management will be handled by Anthony Mallinger. I am simply on the account as a backup in case he is unable to make decisions.
CRS (Client Relationship Summary) - RIA
Click below to view Danny Yick Wing Lai's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2020 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 9910 Dupont Circle Drive E Ste 130, Fort Wayne, IN 46825RIA
CRD#: 281285
FORT WAYNE, IN
Current
November 22, 2017 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 9910 Dupont Circle Drive E Ste 130, Fort Wayne, IN 46825BD
CRD#: 173962
FORT WAYNE, IN
Past
February 20, 2015 - August 31, 2016
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(11/22/2017)
IAR
Indiana(9/3/2020)
RR
Massachusetts(3/13/2023)
RR
Ohio(8/23/2019)
RR
South Carolina(7/22/2024)
IAR
Wisconsin(9/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
