Ronald F. Smith
Professional summary
Ronald Francis Smith is a registered financial advisor currently at H.S. FINANCIAL, INC. located in La Jolla, California.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Ronald has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Francis Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2006 - Present
H.S. FINANCIAL, INC.
Office #1: 4225 Executive Square Suite 900, La Jolla, CA 92037February 11, 2005 - December 4, 2023
COMMONWEALTH FINANCIAL NETWORK
February 11, 2005 - December 4, 2023
COMMONWEALTH FINANCIAL NETWORK
July 31, 2003 - February 15, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 1, 1998 - February 15, 2005
OSAIC FA, INC.
December 19, 1997 - February 15, 2005
OSAIC FA, INC.
September 7, 1989 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 19, 1986 - August 19, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/10/2006)
(3/20/2006)
Exams
Current Firm
H.S. FINANCIAL, INC.
CRD#: 136731 / SEC#:
Contact information
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