Brandon M. Hamada
Professional summary
Brandon Makoto Hamada, who also goes by Brandon M. Hamada, is a registered financial professional currently at SPROTT GLOBAL RESOURCE INVESTMENTS LTD located in Carlsbad, California.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 2017. Brandon has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon Makoto Hamada's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2018 - Present
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
Office #1: 1910 Palomar Point Way Suite 200, Carlsbad, CA 92008July 28, 2017 - July 31, 2018
FORESIDE FUND SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2018)
Exams
FINRA
Current Firm
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD#: 35878 / SEC#: , 8-47039
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
