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Brandon Makoto Hamada

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CARLSBAD, CA
·CRD# 6438499·9 years experience

Professional Summary

Brandon Makoto Hamada, who also goes by Brandon M. Hamada, is a registered financial advisor currently at SPROTT GLOBAL RESOURCE INVESTMENTS LTD located in Carlsbad, California. Brandon is registered as a RR (Registered Representative) and started their career in finance in 2017. Brandon has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brandon M. Hamada

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

SPROTT GLOBAL RESOURCE INVESTMENTS LTD·CRD# 35878
BD
1910 Palomar Point Way Suite 200, Carlsbad, CA 92008
August 10, 2018 - Present
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Solana Beach, CA
July 28, 2017 - July 31, 2018

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Current Firm

SG
SPROTT GLOBAL RESOURCE INVESTMENTS LTD

GLOBAL RESOURCE INVESTMENTS, LTD. | SPROTT GLOBAL RESOURCE INVESTMENTS LTD

CRD#: 35878 / SEC#: 8-47039
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

1910 Palomar Point Way Suite 200, Carlsbad, CA 92008

Mailing Address

1910 Palomar Point Way Suite 200, Carlsbad, CA 92008

Phone Number

(800) 477-7853

Established

California since 10/27/1993

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SGRIL HOLDING, INC.GENERAL AND LIMITED PARTNER—
HAMADA, BRANDON MAKOTOCHIEF COMPLIANCE OFFICER6438499
SATH, MICHELLEFINOP7706175
ULRICH, THOMAS WAYNEGENERAL COUNSEL3071768
VILLAFLOR, ROBERT VIRGILCHIEF EXECUTIVE OFFICER & ROSFP2202057

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/10/2018)
RR
Washington
(3/16/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2017About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Apr 2019About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 2017About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brandon Makoto Hamada's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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