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TA

Tosha Alexander

EMPOWER ADVISORY GROUP
ATLANTA, GA
Some features on this profile are disabled
CRD#: 6433195
TA

Professional summary

Tosha Alexander, who also goes by Tosha L Alexander, Tosha Lynn Alexander, Tosha L Alexander, Tosha L Sturks, Tosha Lynn Sturks, Tosha Sturks, Tosha L Sturks, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Atlanta, Georgia and EMPOWER FINANCIAL SERVICES, INC. located in Grafton, Massachusetts.

Tosha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Tosha has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tosha L Alexander | Tosha Lynn Alexander | Tosha L Alexander | Tosha L Sturks | Tosha Lynn Sturks | Tosha Sturks | Tosha L Sturks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Victoria's Vintage Design / Owner. Estate sale and shopping and design solutions. Shopper and Decorator. 40 hours per month; 0 during normal business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tosha Alexander's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 21, 2025 - Present

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
ATLANTA, GA
Current

February 20, 2025 - Present

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
Grafton, MA
Past

November 9, 2021 - February 12, 2025

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
ATLANTA, GA
Past

November 8, 2021 - February 12, 2025

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
ATLANTA, GA
Past

April 17, 2019 - October 30, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
DECATUR, GA
Past

July 27, 2018 - March 16, 2019

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
Atlanta, GA
Past

April 13, 2018 - July 31, 2018

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

December 8, 2017 - December 31, 2017

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
Atlanta, GA
Past

August 7, 2015 - December 6, 2017

NYLIFE SECURITIES LLC

BD
CRD#: 5167
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/20/2025)
RR
Alaska
(2/20/2025)
RR
Arizona
(2/20/2025)
RR
Arkansas
(2/20/2025)
RR
California
(2/20/2025)
RR
Connecticut
(2/20/2025)
RR
Delaware
(2/20/2025)
RR
Georgia
(2/20/2025)
IAR
Georgia
(2/21/2025)
RR
Hawaii
(2/20/2025)
RR
Idaho
(2/20/2025)
RR
Illinois
(2/20/2025)
RR
Indiana
(2/20/2025)
RR
Iowa
(2/20/2025)
RR
Kansas
(2/20/2025)
RR
Kentucky
(2/20/2025)
RR
Maine
(2/20/2025)
RR
Massachusetts
(2/20/2025)
RR
Michigan
(2/20/2025)
RR
Minnesota
(2/20/2025)
RR
Mississippi
(2/20/2025)
RR
Missouri
(2/20/2025)
RR
Montana
(2/20/2025)
RR
Nebraska
(2/20/2025)
RR
Nevada
(2/20/2025)
RR
New Hampshire
(2/20/2025)
RR
New Jersey
(2/20/2025)
RR
New Mexico
(2/20/2025)
RR
New York
(2/20/2025)
RR
North Carolina
(2/20/2025)
RR
North Dakota
(2/20/2025)
RR
Oklahoma
(2/20/2025)
RR
Oregon
(2/20/2025)
RR
Pennsylvania
(2/20/2025)
RR
Rhode Island
(2/20/2025)
RR
South Carolina
(2/20/2025)
RR
South Dakota
(2/20/2025)
RR
Tennessee
(2/20/2025)
RR
Texas
(2/20/2025)
RR
Utah
(2/20/2025)
RR
Vermont
(2/20/2025)
RR
Virginia
(2/20/2025)
RR
Washington
(2/20/2025)
RR
West Virginia
(2/20/2025)
RR
Wisconsin
(2/20/2025)
RR
Wyoming
(2/20/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/28/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/11/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/7/2015
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)
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Contact information

Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)
EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)
EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)
EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)
EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts250,707
AUM (Assets Under Management)$ 159,120,330,491

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
03/28/2025
Cover Page
Report
11/21/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPOWER ADVISORY GROUP, LLC

CRD#: 112058Atlanta, GA

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