John Hanna
Professional Summary
John Hanna, who also goes by John Michael Hanna, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Anchorage, Alaska. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. John has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Michael Hanna
Similar Advisors
HUMAN INVESTING
SMITH, BROWN & GROOVER, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
HUMAN INVESTING
SMITH, BROWN & GROOVER, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
HUMAN INVESTING
SMITH, BROWN & GROOVER, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
HUMAN INVESTING
SMITH, BROWN & GROOVER, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
HUMAN INVESTING
SMITH, BROWN & GROOVER, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
Current Firm
KEY DOCTOR BANKING AND ADVISORY GROUP | KEY WEALTH | KEY PRIVATE CLIENT | KEY INVESTMENT SERVICES LLC
Contact Information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144Phone Number
(888) 547-2968Established
Ohio since 06/08/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
1,325SEC notice filing (44 States and Territories)
Registered to provide investment advisory services in 44 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 44 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| FONTANAROSA, ANDREW | CHIEF LEGAL OFFICER | 6704159 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
Regulatory Assets Under Management
Total Number of Accounts
34,920AUM (Assets Under Management)
$8,876,856,848Disclosures
Regulatory Event
4Similar Advisors
HUMAN INVESTING
SMITH, BROWN & GROOVER, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
HUMAN INVESTING
SMITH, BROWN & GROOVER, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
KEY DOCTOR BANKING AND ADVISORY GROUP | KEY WEALTH | KEY PRIVATE CLIENT | KEY INVESTMENT SERVICES LLC
State Registrations and Notice Filings
(10/15/2025)
(10/15/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
HUMAN INVESTING
SMITH, BROWN & GROOVER, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view John Hanna's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Hanna's CRS (Customer Relationship Summary).
Similar Advisors
HUMAN INVESTING
SMITH, BROWN & GROOVER, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC