Mark Ivan Douce
Professional Summary
Mark Ivan Douce, who also goes by Mark IVan Magee Douce, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Brooklyn, Ohio. Mark is registered as a RR (Registered Representative) and started their career in finance in 1997. Mark has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 14, Series 4, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Ivan Magee Douce
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
KEY DOCTOR BANKING AND ADVISORY GROUP | KEY WEALTH | KEY PRIVATE CLIENT | KEY INVESTMENT SERVICES LLC
Contact Information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144Phone Number
(888) 547-2968Established
Ohio since 06/08/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
1,325SEC notice filing (44 States and Territories)
Registered to provide investment advisory services in 44 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 44 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| FONTANAROSA, ANDREW | CHIEF LEGAL OFFICER | 6704159 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
Regulatory Assets Under Management
Total Number of Accounts
34,920AUM (Assets Under Management)
$8,876,856,848Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
KEY DOCTOR BANKING AND ADVISORY GROUP | KEY WEALTH | KEY PRIVATE CLIENT | KEY INVESTMENT SERVICES LLC
State Registrations and Notice Filings
(5/14/2024)
(5/14/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1997About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Mark Ivan Douce's CRS (Customer Relationship Summary).
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