Matthew C. Bond
Professional summary
Matthew Clifford Bond, who also goes by Matthew Clifford Bond, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Alpharetta, Georgia and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Matthew has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Clifford Bond's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
May 17, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111February 1, 2021 - December 18, 2023
FISHER INVESTMENTS
August 1, 2019 - December 15, 2020
J.P. MORGAN SECURITIES LLC
August 1, 2019 - December 15, 2020
J.P. MORGAN SECURITIES LLC
October 11, 2016 - July 9, 2019
HARRISDIRECT LLC
July 5, 2016 - July 9, 2019
E*TRADE SECURITIES LLC
May 17, 2016 - June 23, 2016
MORGAN STANLEY
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2024)
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Exams
Series 7TO
Date: 3/22/2024
General Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
