Scott O'connell

TACTICAL INVESTMENT ADVISORS

Huntersville, NC 28078

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CRD#: 6415020

Professional summary

Scott O'connell is a registered financial advisor currently at TACTICAL INVESTMENT ADVISORS, LLC located in Huntersville, North Carolina.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Scott has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott O'connell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2017 - Present

TACTICAL INVESTMENT ADVISORS, LLC

Office #1: 9820 Northcross Center Ct 154, Huntersville, NC 28078

RIA

CRD#: 156179

Huntersville, NC

Past

March 25, 2017 - August 17, 2017

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CHARLOTTE, NC

Past

March 25, 2017 - August 17, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

CHARLOTTE, NC

Past

June 4, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

CHARLOTTE, NC

Past

March 24, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2015

General Securities Representative Examination

Current Firm

TACTICAL INVESTMENT ADVISORS, LLC

GRAND TRAVERSE CONSULTING | TACTICAL INVESTMENT ADVISORS, LLC | T.I.A RIA | SOLOMAN, JASON PATRICK

CRD#: 156179 / SEC#:

North Carolina

Registered Investment Advisory firm - (1/5/2015 Approved)

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Contact information

Main Address

9820 Northcross Center Ct 154, Huntersville, NC 28078

Mailing Address

Phone number

(980) 280-1502

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	151
AUM (Assets Under Management)	$ 32,124,417

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott O'connell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott O'connell's CRS (Customer Relationship Summary).

Certified licenses

Experience

TACTICAL INVESTMENT ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2015

SIE

Date: 8/17/2017

Series 7

Date: 3/24/2015

Current Firm

TACTICAL INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TACTICAL INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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