Thomas J. White
Professional summary
Thomas John White, who also goes by Thomas John White, Thomas White, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Alexandria, Virginia and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Thomas has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas John White's CRS (Customer Relationship Summary).
Certified licenses
Education
George Mason University
Bachelor of Science (BS) - Finance
2016
Experience
January 5, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
January 5, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111September 10, 2020 - December 6, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 21, 2020 - December 5, 2022
FIDELITY BROKERAGE SERVICES LLC
February 12, 2019 - July 1, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 8, 2019 - July 1, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
April 16, 2018 - January 23, 2019
TD AMERITRADE, INC.
February 26, 2018 - January 23, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 23, 2019
TD AMERITRADE, INC.
October 28, 2016 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
September 19, 2016 - February 26, 2018
SCOTTRADE, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EMPOWER ADVISORY GROUP, LLC
Financial ConsultantCRD#: 112058Alexandria, VATRUST BUT VERIFY
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