TH
Timothy J. Haye
EAGLE STRATEGIES LLC
TOLEDO, OH 43623
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CRD#: 6407507
TH
Professional summary
Timothy James Haye is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Toledo, Ohio and NYLIFE SECURITIES LLC located in Toledo, Ohio.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Timothy has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF HERITAGE PLANNERS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; MAUMEE, OH; START DATE: 12/2018] [OneNorth LLC; WIfe's consulting company.; 41w215 Campton Trail Rd St Charles Il 60175; Start Date 04/2013; Role/Title: Partner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Deet's LLC; BBQ Restaurant; 1226 S Mccord Rd Holland Oh 43528; Start Date 01/2017; Role/Title: Partner; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the Life Insurance I write with New York Life; 51 Madison Ave, New York, NY 10010; Start Date 01/2024; Role/Title: Shareholder; Not Investment Related; .5 hours per month; .1 hours per month during securities trading hours][OneNorth Properties LLC; Business that manages and rents property; 4032 N Holland Sylvania Rd Toledo Oh 43623; Start Date 01/2025; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Ensure the books are accurate and hire any contractors to fix issues at property][Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 4032 N Holland Sylvania Toledo Oh 43623; Start Date 07/2025; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Timothy James Haye's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2020 - Present
EAGLE STRATEGIES LLC
Office #1: 4032 N Holland Sylvania Rd, Toledo, OH 43623RIA
CRD#: 110826
TOLEDO, OH
Current
March 31, 2016 - Present
NYLIFE SECURITIES LLC
Office #1: 4032 N Holland Sylvania Rd, Toledo, OH 43623BD
CRD#: 5167
TOLEDO, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/20/2018)
RR
California(6/6/2018)
RR
Colorado(9/10/2024)
RR
Florida(1/4/2022)
RR
Georgia(8/3/2021)
RR
Illinois(8/19/2016)
RR
Indiana(10/25/2016)
RR
Iowa(7/11/2017)
RR
Kentucky(5/28/2025)
RR
Michigan(10/4/2016)
RR
Minnesota(10/17/2024)
RR
Nevada(7/16/2020)
RR
New York(11/22/2024)
RR
North Carolina(1/2/2024)
RR
Ohio(10/4/2016)
IAR
Ohio(9/4/2020)
RR
Pennsylvania(10/4/2016)
RR
South Carolina(6/10/2022)
RR
Texas(12/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Toledo, OH 43623TRUST BUT VERIFY
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