LS
Lauren A. Storm
CETERA INVESTMENT ADVISERS LLC
FREDERICK, MD 21701
Some features on this profile are disabled
CRD#: 6401751
LS
Professional summary
Lauren A Storm is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Frederick, Maryland and CETERA INVESTMENT SERVICES LLC located in Frederick, Maryland.
Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Lauren has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) TRUST DEPARTMENT FOR FIRST UNITED BANK, ASSISTING CLIENTS WITH ESTATE PLANNING NEEDS AND COMPLETING ESTATE ADMINISTRATION, DOES NOT PLACE OR HANDLE SECURITIES TRANSACTIONS, DOES NOT RECOMMEND SPECIFIC SECURITIES TRANSACTIONS NOR MAKE INVESTMENT DECISIONS; 2.) WBL INC DBA FREDERICK WINE HOUSE, 100% OWNER, 1/HR/WK 3.) CO-OWNER OF STORM HOLDINGS LLC; OWNED WITH IMMEDIATE FAMILY; OWN AND MANAGE RENTAL PROPERTIES 4.) STATE OF MARYLAND NOTARY 5.) 2311 FOREST RIDGE LLC, RENTAL PROPERTY, 50% OWNER;
CRS (Client Relationship Summary) - RIA
Click below to view Lauren A Storm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1990 Monocacy Boulevard, Frederick, MD 21701RIA
CRD#: 105644
FREDERICK, MD
Current
July 12, 2024 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 1990 Monocacy Boulevard, Frederick, MD 21701BD
CRD#: 15340
FREDERICK, MD
Past
July 27, 2015 - February 22, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
COLUMBIA, MD
Past
June 1, 2015 - February 22, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
COLUMBIA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(11/20/2024)
RR
Maryland(7/15/2024)
IAR
Maryland(10/28/2024)
RR
Virginia(11/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
