Matthew R. Mcqueen

PACER FINANCIAL

Malvern, PA 19355

Some features on this profile are disabled

CRD#: 6394479

Professional summary

Matthew Rayes Mcqueen, who also goes by Matthew Rayes Mcqueen, Matthew Mcqueen, is a registered financial professional currently at PACER FINANCIAL, INC. located in Malvern, Pennsylvania.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew Rayes Mcqueen | Matthew Mcqueen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Rayes Mcqueen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2021 - Present

PACER FINANCIAL, INC.

Office #1: 500 Chesterfield Parkway, Malvern, PA 19355

CRD#: 137040

Malvern, PA

Past

October 27, 2020 - July 23, 2021

BLUEROCK CAPITAL MARKETS LLC

CRD#: 136974

Newport Beach, CA

Past

November 21, 2016 - August 19, 2019

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

Laguna Niguel, CA

Past

December 2, 2015 - November 10, 2016

KBS CAPITAL MARKETS GROUP LLC

CRD#: 132299

NEWPORT BEACH, CA

Past

November 13, 2014 - December 11, 2015

NYLIFE SECURITIES LLC

CRD#: 5167

BREA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/29/2021)

Pennsylvania
(7/29/2021)

Exams

State Security Law Exam

Series 63

Date: 12/9/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/13/2014

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PACER FINANCIAL, INC.

CRD#: 137040 / SEC#: , 8-67061

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

500 Chesterfield Parkway, Malvern, PA 19355

Mailing Address

500 Chesterfield Parkway, Malvern, PA 19355

Phone number

(610) 644-8100

Established

Pennsylvania since 03/23/2005

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
THOMSON, JOE MCKEE	PRESIDENT	718569
OHARA, SEAN EDWARD	DIRECTOR	1312483
BRADBARD, ASHLEE ANN THOMSON	SR. VICE PRESIDENT	5761850
THOMSON, JOANN MARIE	SECRETARY/TREASURER	5086499
ZELLER, KIMBERLY L. T.	VICE PRESIDENT	5774669
JOHNSON, JEFFREY SHAWN	CHIEF COMPLIANCE OFFICER	5508770
MILLER, JOHN STEVENSON	FINOP	2139980

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew R. Mcqueen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Rayes Mcqueen's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUEROCK CAPITAL MARKETS LLC

WEALTHFORGE SECURITIES, LLC

KBS CAPITAL MARKETS GROUP LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/2014

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2016

Series 6

Date: 11/13/2014

FINRA

Current Firm

PACER FINANCIAL, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PACER FINANCIAL, INC.

TRUST BUT VERIFY

Similar Advisors