Troy A. Fore

ASPEN WEALTH MANAGEMENT

FORT WORTH, TX 76109

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CRD#: 6389727

Professional summary

Troy Albert Fore III, CFP®, who also goes by Troy Albert Fore III, is a registered financial advisor currently at ASPEN WEALTH MANAGEMENT, LLC located in Fort Worth, Texas.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Troy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Troy Albert Fore Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

10/2014- INSURANCE AGENT. VARIOUS CARRIERS. LIFE, HEALTH AND FIXED ANNUITIES. NOT INVESTMENT RELATED. TIME SPENT = 10 HOURS PER MONTH. 10/2023- BOARD MEMBER. COASTAL CONSERVATION ASSOCIATION BOARD MEMBER. VOLUNTEER. NO COMPENSATION RECEIVED. TIME SPENT = 2 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Albert Fore III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

May 24, 2023 - Present

ASPEN WEALTH MANAGEMENT, LLC

Office #1: 4200 S. Hulen Street Suite 422, Fort Worth, TX 76109

RIA

CRD#: 159594

FORT WORTH, TX

Past

April 8, 2022 - November 17, 2022

BALEFIRE, LLC

RIA

CRD#: 168733

DALLAS, TX

Past

June 10, 2015 - March 18, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

AUSTIN, TX

Past

October 14, 2014 - March 18, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPEN WEALTH MANAGEMENT, LLC

ASPEN WEALTH MANAGEMENT | HELEN STEPHENS GROUP, LLC | HELEN STEPHENS GROUP | ASPEN WEALTH MANAGEMENT, LLC

CRD#: 159594 / SEC#: 801-114243

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

Louisiana

Registered Investment Advisory firm - (11/9/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/6/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/14/2014

General Securities Representative Examination

Current Firm

ASPEN WEALTH MANAGEMENT, LLC

ASPEN WEALTH MANAGEMENT | HELEN STEPHENS GROUP, LLC | HELEN STEPHENS GROUP | ASPEN WEALTH MANAGEMENT, LLC

CRD#: 159594 / SEC#: 801-114243

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

Louisiana

Registered Investment Advisory firm - (11/9/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/6/2018 Terminated)

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Contact information

Main Address

4200 S. Hulen St. Suite 422, Fort Worth, TX 76109

Mailing Address

Phone number

(817) 546-6353

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (9/30/2025)

2A BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	961
AUM (Assets Under Management)	$ 509,577,516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Troy A. Fore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Albert Fore III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPEN WEALTH MANAGEMENT, LLC

BALEFIRE, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ASPEN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/14/2014

Current Firm

ASPEN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPEN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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