EG
Ellen Golterman
STRATEGIC ADVISERS LLC | Benefits & Planning Consultant, Executive Services
HIGHLANDS RANCH, CO
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CRD#: 6389669
EG
Professional summary
Ellen Golterman, who also goes by Ellen Birmingham, Ellie Birmingham, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Highlands Ranch, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Lakewood, Colorado.
Ellen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Ellen has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
As a Benefits & Planning Consultant, I partner with an Executive Planning Consultant to help clients maximize their employer benefits and plan for various financial phases of life. I pride myself on building strong client relationships founded upon reliability, competency and compassion. It is my belief that financial security is a means to personal well being and it brings me joy to take part in that journey with my clients.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ellen Birmingham | Ellie Birmingham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ellen Golterman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Colorado State University
Bachelor of Arts (BA) - Political Science
2013
Experience
Current
September 25, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
HIGHLANDS RANCH, CO
Current
September 16, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 343 S Teller St, Lakewood, CO 80226BD
CRD#: 7784
Lakewood, CO
Past
March 26, 2025 - September 23, 2025
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Lone Tree, CO
Past
March 24, 2025 - September 23, 2025
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Lone Tree, CO
Past
March 13, 2023 - February 28, 2025
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
Boston, MA
Past
March 6, 2023 - February 28, 2025
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
BOSTON, MA
Past
July 25, 2018 - January 30, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
June 20, 2018 - January 27, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BOSTON, MA
Past
February 11, 2016 - June 11, 2018
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Denver, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/16/2025)
RR
Alaska(9/16/2025)
RR
Arizona(9/16/2025)
RR
Arkansas(9/16/2025)
RR
California(9/16/2025)
RR
Colorado(9/16/2025)
IAR
Colorado(9/25/2025)
RR
Connecticut(9/16/2025)
RR
Delaware(9/16/2025)
RR
District of Columbia(9/16/2025)
RR
Florida(9/16/2025)
RR
Georgia(9/16/2025)
RR
Hawaii(9/16/2025)
RR
Idaho(9/16/2025)
RR
Illinois(9/16/2025)
RR
Indiana(9/16/2025)
RR
Iowa(9/16/2025)
RR
Kansas(9/16/2025)
RR
Kentucky(9/16/2025)
RR
Louisiana(9/16/2025)
RR
Maine(9/16/2025)
RR
Maryland(9/16/2025)
RR
Massachusetts(9/16/2025)
RR
Michigan(9/16/2025)
RR
Minnesota(9/16/2025)
RR
Mississippi(9/16/2025)
RR
Missouri(9/16/2025)
RR
Montana(9/16/2025)
RR
Nebraska(9/16/2025)
RR
Nevada(9/16/2025)
RR
New Hampshire(9/16/2025)
RR
New Jersey(9/16/2025)
RR
New Mexico(9/16/2025)
RR
New York(9/16/2025)
RR
North Carolina(9/16/2025)
RR
North Dakota(9/16/2025)
RR
Ohio(9/16/2025)
RR
Oklahoma(9/16/2025)
RR
Oregon(9/16/2025)
RR
Pennsylvania(9/16/2025)
RR
Puerto Rico(9/16/2025)
RR
Rhode Island(9/16/2025)
RR
South Carolina(9/16/2025)
RR
South Dakota(9/16/2025)
RR
Tennessee(9/16/2025)
RR
Texas(9/16/2025)
IAR
Texas(9/26/2025)
RR
Utah(9/16/2025)
RR
Vermont(9/16/2025)
RR
Virgin Islands(9/16/2025)
RR
Virginia(9/16/2025)
RR
Washington(9/16/2025)
RR
West Virginia(9/16/2025)
RR
Wisconsin(9/16/2025)
RR
Wyoming(9/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Benefits & Planning Consultant, Executive ServicesCRD#: 104555Highlands Ranch, COTRUST BUT VERIFY
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Contact information
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