AG
Anthony D. Gerbi
CETERA INVESTMENT ADVISERS LLC
St Louis Park, MN 55416
Some features on this profile are disabled
CRD#: 6386071
AG
Professional summary
Anthony Donald Gerbi is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Louis Park, Minnesota and CETERA WEALTH SERVICES, LLC located in St Louis Park, Minnesota.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Anthony has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: STEIN FINANCIAL GROUP; Yes; SAME AS REGISTERED LOCATION; FINANCIAL SERVICES; FINANCIAL ADVISOR; 9/18/2014; 160; 130; MANAGES ACCOUNTS, INTERACTS WTIH CLIENTS, AND ANSWERS QUESTIONS; 2. NAME OF OTHER BUSINESS: THE SOCIETY FOR FINANCIAL AWARENESS (SOFA), INVESTMENT RELATED: NO, ADDRESS: 3914 MURPHY CANYON RD, STE A125, SAN DIEGO, CA, 92123, NATURE OF BUSINESS: EDUCATIONAL SPEAKING, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: SPEAKER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: GIVE PRESENTATIONS ON FINANCIAL TOPICS TO LOCAL GROUPS OR ORGANIZATIONS; 3. NAME OF OTHER BUSINESS: GERBI FINANCIAL GROUP LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5 , BRIEF DESCRIPTION OF DUTIES: FACILITATE TRANSACTION FOR SUCCESSION PLAN, AND DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Donald Gerbi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1600 Utica Ave S 9th Floor, St Louis Park, MN, 55416Office #2: 1782 Bishop Ave Nw, Buffalo, MN 55313RIA
CRD#: 105644
St Louis Park, MN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1600 Utica Ave S 9th Floor, St Louis Park, MN, 55416BD
CRD#: 13572
St Louis Park, MN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 6, 2015 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
St Louis Park, MN
Past
December 22, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
St Louis Park, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
California(4/22/2022)
RR
Colorado(4/18/2022)
RR
Connecticut(1/25/2023)
RR
Florida(12/6/2021)
RR
Georgia(9/3/2021)
RR
Illinois(2/23/2024)
RR
Minnesota(6/9/2021)
IAR
Minnesota(6/29/2023)
RR
Nebraska(4/18/2023)
RR
New Mexico(12/22/2021)
RR
Texas(6/13/2023)
IAR
Texas(6/29/2023)
RR
Washington(9/29/2022)
RR
Wisconsin(5/17/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
