KS
Kyle D. Sikes
WEALTHPOINT ADVISORS
CRAMERTON, NC 28032
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CRD#: 6379686
KS
Professional summary
Kyle David Sikes is a registered financial advisor currently at WEALTHPOINT ADVISORS located in Cramerton, North Carolina.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kyle has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CAROMONT CARE ADVOCATES POSITION: Board Member / Advocate NATURE: Board Member / Advocates council INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 2525 Court Dr., Gastonia NC 28054, United States DESCRIPTION: The mission of the CaroMont Care Advocates Council is to advocate for patients and their families by advising CaroMont Health and Medical Staff Leadership on decisions that will guide them in creating and sustaining a patient and family centered environment of caring and provide exceptional healthcare to the communities CaroMont Health serves. The goals of the council are: Delivery of Safe and Patient Focused Services:To serve as advisors to Senior Leadership and CaroMont Health staff to assure that care and services are safe, efficient and patient and family focused. Integrating the Voice of the Patient:To lend a patient and family perspective in the development of new services or the improvement of existing services throughout CaroMont Health. Education:To create educational opportunities that improve sensitivity to patient and family concerns, and to suggest effective ways of managing the staff-to-patient and family relationship. Enhancing Communicaiton:To encourage patients and families to communicate their needs and concerns and to assist CaroMont Health in developing effective methods of addressing these needs and concerns, and to help CaroMont Health achieve a Highly Reliable Organization and Zero Harm. KDS FINANCIAL SERVICES LLC POSITION: Owner NATURE: Comprehensive financial and insurance planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2019 ADDRESS: 3751 Kennedy Rd, Gastonia NC 28056, United States DESCRIPTION: Comprehensive Financial and Insurance Planning NEXT GENERATION FUND POSITION: Board Member NATURE: Next Generation Fund is a charitable fund, or giving circle, for singles and couples interested in philanthropy. This giving circle allows you to pool your resources with others in the community and put your philanthropic dreams into action. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 1201 E. Garrison Blvd., Gastonia NC 20854, United States DESCRIPTION: Board Member SSI HOLDINGS, LLC- REAL ESTATE HOLDING - 33.3% OWNERSHIP - 102 HIDDEN PASTURES DR. STE 216 CRAMERTON, NC 28032 SSI WEALTH MANAGEMENT, LLC DBA FOR WEALTHPOINT ADVISORS- 33.3% OWNERSHIP- 102 HIDDEN PASTURES DR. STE 216 CRAMERTON, NC 28032. WEALTHPOINT ADVISORS- DBA FOR FINANCIAL SERVICES- POSITION: FINANCIAL ADVISOR, STARTED 09/2021. APPX HOURS PER MONTH 160/ 40 HOURS DURING SECURITIES TRADING HOURS.- 102 HIDDEN PASTURES DR. STE 216 CRAMERTON, NC 28032 INDEPENDENT INSURANCE AGENT UTILIZING FMO ADVISORS EXCEL, INVESTMENT RELATED, 2/2022
CRS (Client Relationship Summary) - RIA
Click below to view Kyle David Sikes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 12, 2024 - Present
WEALTHPOINT ADVISORS
Office #1: 102 Hidden Pastures Dr. Suite 213, Cramerton, NC 28032RIA
CRD#: 332312
CRAMERTON, NC
Past
July 22, 2019 - September 11, 2024
DEMPSEY LORD SMITH, LLC
RIA
CRD#: 141238
Cramerton, NC
Past
July 22, 2019 - September 11, 2024
DEMPSEY LORD SMITH, LLC
BD
CRD#: 141238
Cramerton, NC
Past
March 2, 2017 - July 22, 2019
KALOS MANAGEMENT
RIA
CRD#: 133025
Belmont, NC
Past
March 2, 2017 - July 22, 2019
KALOS CAPITAL, INC.
BD
CRD#: 44337
BELMONT, NC
Past
January 11, 2016 - January 5, 2017
PROSPERA FINANCIAL SERVICES, INC.
RIA
CRD#: 10740
Belmont, NC
Past
January 11, 2016 - January 5, 2017
PROSPERA FINANCIAL SERVICES, INC.
BD
CRD#: 10740
Belmont, NC
Past
November 10, 2014 - January 12, 2016
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
RIA
CRD#: 131631
BELMONT, NC
Past
August 26, 2014 - January 12, 2016
CAPITAL GUARDIAN, LLC
BD
CRD#: 137919
BELMONT, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHPOINT ADVISORS
WEALTHPOINT ADVISORS | WEALTHPOINT FINANCIAL LLC
CRD#: 332312 / SEC#: 801-130837
RIA
Registered Investment Advisory firm - (7/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/20/2024)
IAR
North Carolina(9/12/2024)
IAR
South Carolina(9/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WEALTHPOINT ADVISORS
WEALTHPOINT ADVISORS | WEALTHPOINT FINANCIAL LLC
CRD#: 332312 / SEC#: 801-130837
RIA
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Contact information
Main Address
102 Hidden Pastures Dr. Suite 213, Cramerton, NC 28032
Mailing Address
Phone number
(704) 675-5300
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 883 |
| AUM (Assets Under Management) | $ 119,325,475 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
