Kader J. Joseph

MARQUISE WEALTH MANAGEMENT

Charlotte, NC 28227

Some features on this profile are disabled

CRD#: 6371629

Professional summary

Kader Jon Joseph, CFP®, who also goes by Kader Jon Jon Joseph, is a registered financial advisor currently at MARQUISE WEALTH MANAGEMENT, LLC located in Charlotte, North Carolina.

Kader is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Kader has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kader Jon Jon Joseph

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kader Joseph is also a licensed Insurance Agent in North Carolina (NPN 17813378). He may receive commission for insurance product sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kader Jon Joseph's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 1, 2018 - Present

MARQUISE WEALTH MANAGEMENT, LLC

Office #1: 2116 Crown Centre Dr Suite 100, Charlotte, NC 28227

RIA

CRD#: 164623

Charlotte, NC

Past

October 9, 2017 - April 26, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLOTTE, NC

Past

October 9, 2017 - April 26, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLOTTE, NC

Past

August 4, 2015 - June 23, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHARLOTTE, NC

Past

July 16, 2015 - June 23, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLOTTE, NC

Past

January 1, 2015 - July 8, 2015

MARQUISE WEALTH MANAGEMENT, LLC

RIA

CRD#: 164623

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/18/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/29/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2015

General Securities Representative Examination

Current Firm

MARQUISE WEALTH MANAGEMENT, LLC

CRD#: 164623 / SEC#:

North Carolina

Registered Investment Advisory firm - (6/20/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2116 Crown Centre Dr Suite 100, Charlotte, NC 28227

Mailing Address

Phone number

(704) 246-8402

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 35,316,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kader J. Joseph

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kader Jon Joseph's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARQUISE WEALTH MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MARQUISE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/2015

Series 65

Date: 12/29/2014

SIE

Date: 4/26/2018

Series 7

Date: 8/4/2015

Current Firm

MARQUISE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARQUISE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors