Slobodan Savic
Professional Summary
Slobodan Savic is a registered financial advisor currently at THREE OCEAN SECURITIES LLC located in New York, New York. Slobodan is registered as a RR (Registered Representative) and started their career in finance in 2014. Slobodan has worked at 2 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
THREE OCEAN PARTNERS ADVISORS LLC | THREE OCEAN SECURITIES LLC
Contact Information
Main Address
551 Fifth Avenue, Suite 3800, New York, NY 10176Mailing Address
551 Fifth Avenue, Suite 3800, New York, NY 10176Phone Number
(212) 259-0559Established
Delaware since 07/22/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/3/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2014About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Slobodan Savic's CRS (Customer Relationship Summary).
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