Austin Sander

WEALTH ALLIANCE ADVISORY GROUP

Wichita, KS 67207

Some features on this profile are disabled

CRD#: 6366308

Professional summary

Austin Sander, who also goes by Austin Drew Sander, is a registered financial advisor currently at WEALTH ALLIANCE ADVISORY GROUP, LLC located in Wichita, Kansas and MUTUAL SECURITIES, INC. located in Wichita, Kansas.

Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Austin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Austin Drew Sander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Registered representative with Mutual Securities for the broker side of our business; a few annuities and 401k plans.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Sander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2022 - Present

WEALTH ALLIANCE ADVISORY GROUP, LLC

Office #1: 10585 E 21st N, Wichita, KS 67207

RIA

CRD#: 290329

Wichita, KS

Current

November 30, 2017 - Present

MUTUAL SECURITIES, INC.

Office #1: 10585 East 21st Street North, Wichita, KS 67206

CRD#: 13092

Wichita, KS

Past

November 25, 2014 - December 11, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WICHITA, KS

Past

October 22, 2014 - December 11, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WICHITA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ALLIANCE ADVISORY GROUP, LLC

ASHTON ADVISORS, LLC | WEALTH ALLIANCE ADVISORY GROUP, LLC

CRD#: 290329 / SEC#: 801-112023

RIA

Registered Investment Advisory firm - (11/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(12/11/2017)

IAR

Kansas
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/25/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WEALTH ALLIANCE ADVISORY GROUP, LLC

ASHTON ADVISORS, LLC | WEALTH ALLIANCE ADVISORY GROUP, LLC

CRD#: 290329 / SEC#: 801-112023

RIA

Registered Investment Advisory firm - (11/13/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10585 E 21st N, Wichita, KS 67207

Mailing Address

Phone number

(316) 221-3950

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR WEALTH ALLIANCE ADVISORY GROUP, LLC (3/4/2025)

WRAP FEE BROCHURE FOR WEALTH ALLIANCE ADVISORY GROUP, LLC (3/4/2025)

Regulatory assets under management

Total Number of Accounts	907
AUM (Assets Under Management)	$ 803,756,168

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Stumpf

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Wichita, KS

Marc Vincent

REDSTONE ADVISORS INC

IAR

WICHITA, KS

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Austin Sander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Sander's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

WEALTH ALLIANCE ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/25/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/22/2014

FINRA

Current Firm

WEALTH ALLIANCE ADVISORY GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH ALLIANCE ADVISORY GROUP, LLC

TRUST BUT VERIFY

Similar Advisors