Kevin M. Piotrowicz

LEGACY ADVISORS

Plymouth Meeting, PA 19462

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CRD#: 6363647

Professional summary

Kevin Michael Piotrowicz, who also goes by Kevin Piotrowicz, is a registered financial advisor currently at LEGACY ADVISORS, LLC located in Plymouth Meeting, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Plymouth Meeting, Pennsylvania.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Kevin has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Piotrowicz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LEGACY ADVISORS, 401 PLYMOUTH ROAD, SUITE 150, PLYMOUTH, PA 19462; 4/2/2018; CLIENT ADVISOR; PROVIDE INVESTMENT AND FINANCIAL PLANNING ADVICE/SERVICES TO CLIENTS; INVEST RELATED; 100 HRS/MO, 100 HRS/MO DURING BUSINESS HOURS; WAGES, SALARY, TIPS. 2) M. Holdings Securities, Inc., Portland, OR; Investment-Related; Position: Registered Representative, Start: 4/2018; 40 hrs per week during trading hours; Securities Sales. 3) Independent, Portland, OR; Investment-Related; Position: Private Placement sales; 1 hr per week during trading hours. 4) Legacy Advisors; 5 Apollo Road Suite 100, Plymouth Meeting, PA 19462; Member Firm Affiliation; Investment Related; Client Advisor; Help clients determine their financial objectives and build a plan to achieve those objectives; 04/02/2018; 50 hours per month; 40 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Piotrowicz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2018 - Present

LEGACY ADVISORS, LLC

Office #1: 5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462

RIA

CRD#: 139830

Plymouth Meeting, PA

Current

April 18, 2018 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 5 Apollo Road, Plymouth Meeting, PA 19462

RIA

CRD#: 43285

Plymouth Meeting, PA

Past

August 10, 2015 - March 20, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY ADVISORS, LLC

CRD#: 139830 / SEC#: 801-66582

RIA

Registered Investment Advisory firm - (4/11/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(4/18/2018)

IAR

Pennsylvania
(8/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LEGACY ADVISORS, LLC

CRD#: 139830 / SEC#: 801-66582

RIA

Registered Investment Advisory firm - (4/11/2006 Approved)

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Contact information

Main Address

5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462

Mailing Address

Phone number

(610) 943-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY ADVISORS, LLC ADV BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	2,257
AUM (Assets Under Management)	$ 4,182,473,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/12/2025	Cover Page	Report
09/19/2024	Cover Page	Report
09/18/2024	Cover Page	Report
03/27/2024	Cover Page	Report
01/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Piotrowicz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Piotrowicz's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

LEGACY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2018

Series 63

Date: 9/23/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2015

FINRA

Current Firm

LEGACY ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEGACY ADVISORS, LLC

TRUST BUT VERIFY

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