Ethan L. Kaye
Professional summary
Ethan Lewis Kaye, who also goes by Ethan Kaye, is a registered financial professional currently at LUCID CAPITAL MARKETS, LLC located in New York, New York.
Ethan is registered as a RR (Registered Representative) and started their career in finance in 2014. Ethan has worked at 5 firms and has passed the Series 63, Series 65, Series 87, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ethan Lewis Kaye's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2025 - Present
LUCID CAPITAL MARKETS, LLC
Office #1: 570 Lexington Avenue 40th Fl., New York, NY 10022October 18, 2016 - May 1, 2019
BRYN MAWR TRUST ADVISORS, LLC
September 1, 2016 - March 30, 2017
WEST CAPITAL MANAGEMENT, INC.
December 16, 2015 - July 18, 2016
NATIONWIDE FUND DISTRIBUTORS LLC
June 15, 2015 - November 13, 2015
MSI FINANCIAL SERVICES, INC.
September 3, 2014 - November 13, 2015
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
LUCID CAPITAL MARKETS, LLC
CRD#: 140345 / SEC#: , 8-67305
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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