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FIRM PROFILE
Overview
LUCID CAPITAL MARKETS, LLC is located at New York Stock Exchange 11 Wall Street Pod-p, New York, NY 10005 and was first established at New York, New York in 06/15/2015. After operating for 10 years, LUCID CAPITAL MARKETS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LUCID CAPITAL MARKETS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. LUCID CAPITAL MARKETS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LUCID CAPITAL MARKETS, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LUCID CAPITAL MARKETS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LUCID CAPITAL MARKETS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for LUCID CAPITAL MARKETS, LLC Comes From
Understanding the Statistics for LUCID CAPITAL MARKETS, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
New York Stock Exchange 11 Wall Street Pod-p, New York, NY 10005
C/o Accounting & Compliance International 199 Water Street 9th Floor, New York, NY, 10038
Small
(212) 306-2700
New York since 06/15/2015
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at LUCID CAPITAL MARKETS, LLC
Cody Jo Evans
Peter Herman Blum
Richard Sanford Cohen
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