Joseph T. Fabrizio

LEGACY ADVISORS

Plymouth Meeting, PA 19462

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CRD#: 6358430

Professional summary

Joseph Thomas Fabrizio JR, CFP®, who also goes by Joseph Thomas Fabrizio, is a registered financial advisor currently at LEGACY ADVISORS, LLC located in Plymouth Meeting, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Plymouth Meeting, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Joseph has worked at 4 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Thomas Fabrizio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Thomas Fabrizio JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 12, 2021 - Present

LEGACY ADVISORS, LLC

Office #1: 5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462

RIA

CRD#: 139830

Plymouth Meeting, PA

Current

May 22, 2024 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 5 Apollo Road, Plymouth Meeting, PA 19462

RIA

CRD#: 43285

Plymouth Meeting, PA

Past

October 5, 2015 - January 4, 2021

MYCIO WEALTH PARTNERS, LLC

RIA

CRD#: 134436

PHILADELPHIA, PA

Past

October 10, 2014 - September 24, 2015

HAVERFORD TRUST SECURITIES, INC.

CRD#: 13214

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY ADVISORS, LLC

CRD#: 139830 / SEC#: 801-66582

RIA

Registered Investment Advisory firm - (4/11/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2015

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/22/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 7/15/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LEGACY ADVISORS, LLC

CRD#: 139830 / SEC#: 801-66582

RIA

Registered Investment Advisory firm - (4/11/2006 Approved)

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Contact information

Main Address

5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462

Mailing Address

Phone number

(610) 943-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY ADVISORS, LLC ADV BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	2,257
AUM (Assets Under Management)	$ 4,182,473,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/12/2025	Cover Page	Report
09/19/2024	Cover Page	Report
09/18/2024	Cover Page	Report
03/27/2024	Cover Page	Report
01/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph T. Fabrizio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Thomas Fabrizio JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

MYCIO WEALTH PARTNERS, LLC

HAVERFORD TRUST SECURITIES, INC.

Primary Firm SEC Registration

LEGACY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2015

Series 6TO

Date: 5/22/2024

SIE

Date: 7/15/2021

Series 7

Date: 10/10/2014

FINRA

Current Firm

LEGACY ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEGACY ADVISORS, LLC

TRUST BUT VERIFY

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