Robert Anthony Zappitelli Ii

1) Zappitelli Financial Services~9946 Johnnycake Ridge Road~Concord Twp~OH~44077~Accounting Services/Tax Preparation~Employee~3/1/2014~160hrs~130hrs~My duties include the following. I prepare tax returns for individuals as well as prepare weekly payroll services and provide bookkeeping for my clients 2) ZAPP 5 INC POSITION: Statutory Agent NATURE: We preform Fingerprinting and background checks. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 06/15/2020 ADDRESS: 9946 Johnnycake Ridge Road, Concord OH 44077, United States DESCRIPTION: I along with the partners of the company perform fingerprinting and background checks 3) RAZ II ENTERPRISES LLC POSITION: Owner NATURE: I'm a Notary Public in the State of Ohio. As a notary I also perform Loan signing document signings (Refinance, Seller, Loan modifications). I'm also a certified Remote Online Notary for the State as well. As a RON I can complete notaries through a computer using webcam. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2020; ADDRESS: 7438 Hunting Lake Drive, Concord OH 44077; I'm a Notary Public in the State of Ohio. As a notary I also perform Loan signing document signings (Refinance, Seller, Loan modifications). I'm also a certified Remote Online Notary for the State as well. As a RON I can complete notaries through a computer using webcam. Some of my responsibilities would include calling and setting up the appointments for the signing. I also watch and complete notarizing for loan documents. I also deliver the completed documents to a local FedEx and UPS. 4) ZAPPITELLI WEALTH ADVISORS POSITION: REGISTERED REP NATURE: I'm a registered rep for our Wealth Management Team called the Zappitelli Wealth Advisors. We provide brokerage, advisory and insurance services to our clients. I'm licensed to perform duties in brokerage and insurance duties INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 12/28/2022 ADDRESS: 9946 Johnnycake Ridge Road, Concord OH 44077, United States DESCRIPTION: Five job responsibilities1) Meeting with clients their investment strategies and risk tolerance.2) Review customer goals3) Process paperwork for clients4) Answer all investment questions asked by our clients.5) Utilize tax planning when working n our clients investment goals.