RZ
Robert A. Zappitelli
CETERA INVESTMENT ADVISERS LLC
CONCORD, OH 44077
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CRD#: 6357335
RZ
Professional summary
Robert Anthony Zappitelli II, who also goes by Robert Anthony Zappitelli, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Concord, Ohio and CETERA WEALTH SERVICES, LLC located in Concord, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Robert has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Anthony Zappitelli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Zappitelli Financial Services~9946 Johnnycake Ridge Road~Concord Twp~OH~44077~Accounting Services/Tax Preparation~Employee~3/1/2014~160hrs~130hrs~My duties include the following. I prepare tax returns for individuals as well as prepare weekly payroll services and provide bookkeeping for my clients 2) ZAPP 5 INC POSITION: Statutory Agent NATURE: We preform Fingerprinting and background checks. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 06/15/2020 ADDRESS: 9946 Johnnycake Ridge Road, Concord OH 44077, United States DESCRIPTION: I along with the partners of the company perform fingerprinting and background checks 3) RAZ II ENTERPRISES LLC POSITION: Owner NATURE: I'm a Notary Public in the State of Ohio. As a notary I also perform Loan signing document signings (Refinance, Seller, Loan modifications). I'm also a certified Remote Online Notary for the State as well. As a RON I can complete notaries through a computer using webcam. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2020; ADDRESS: 7438 Hunting Lake Drive, Concord OH 44077; I'm a Notary Public in the State of Ohio. As a notary I also perform Loan signing document signings (Refinance, Seller, Loan modifications). I'm also a certified Remote Online Notary for the State as well. As a RON I can complete notaries through a computer using webcam. Some of my responsibilities would include calling and setting up the appointments for the signing. I also watch and complete notarizing for loan documents. I also deliver the completed documents to a local FedEx and UPS. 4) ZAPPITELLI WEALTH ADVISORS POSITION: REGISTERED REP NATURE: I'm a registered rep for our Wealth Management Team called the Zappitelli Wealth Advisors. We provide brokerage, advisory and insurance services to our clients. I'm licensed to perform duties in brokerage and insurance duties INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 12/28/2022 ADDRESS: 9946 Johnnycake Ridge Road, Concord OH 44077, United States DESCRIPTION: Five job responsibilities1) Meeting with clients their investment strategies and risk tolerance.2) Review customer goals3) Process paperwork for clients4) Answer all investment questions asked by our clients.5) Utilize tax planning when working n our clients investment goals.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Anthony Zappitelli II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9946 Johnnycake Ridge Road, Concord, OH 44077RIA
CRD#: 105644
CONCORD, OH
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9946 Johnnycake Ridge Road, Concord, OH 44077BD
CRD#: 13572
Concord, OH
Past
September 18, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Concord, OH
Past
November 12, 2021 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Concord, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(9/18/2025)
RR
Illinois(9/18/2025)
RR
Ohio(9/5/2025)
IAR
Ohio(9/5/2025)
RR
Pennsylvania(10/23/2025)
RR
Tennessee(9/18/2025)
RR
Texas(9/22/2025)
IAR
Texas(9/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/16/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 11/12/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Concord, OH 44077TRUST BUT VERIFY
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