Sergio Alberto Mitre
Professional Summary
Sergio Alberto Mitre, who also goes by Sergio Alberto Mitre Felix, Sergio Alberto Mitre-felix, is a registered financial advisor currently at KRAKEN SECURITIES located in Fort Lauderdale, Florida. Sergio is registered as a RR (Registered Representative) and started their career in finance in 2015. Sergio has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sergio Alberto Mitre Felix, Sergio Alberto Mitre-Felix
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
KRAKEN SECURITIES | PAYWARD EQUITIES LLC | KRAKEN SECURITIES LLC
Contact Information
Main Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299Mailing Address
200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299Phone Number
(888) 837-8818Established
Delaware since 11/02/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sergio Alberto Mitre's CRS (Customer Relationship Summary).
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