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Solomon S. Tesfaye

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CRD#: 6354878
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Solomon Seleshi Tesfaye, who also goes by Solomon Selesh Tesfaye, Solomon Selishi Tesfaye, was a registered financial professional .

Solomon is a previously registered financial professional and started their career in finance in 2015. Solomon had worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Solomon Selesh Tesfaye | Solomon Selishi Tesfaye

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 2, 2020 - June 20, 2024

TZERO MARKETS

BD
CRD#: 304537
JERSEY CITY, NJ
Past

June 18, 2019 - December 20, 2021

SPEEDROUTE LLC

BD
CRD#: 104138
JERSEY CITY, NJ
Past

June 18, 2019 - June 20, 2024

TZERO SECURITIES, LLC

BD
CRD#: 123421
JERSEY CITY, NJ
Past

August 3, 2015 - March 1, 2019

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/7/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TM
TZERO MARKETS
TZERO MARKETS | ZORO SECURITIES LLC | TZERO MARKETS, LLC

CRD#: 304537 / SEC#: , 8-70355

BD
Terminated by SEC on 12/20/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 05/13/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
TZERO BROKER SERVICES LLCMEMBER
DOOLEY, BRADFORD RPFO, FINOP4308078
KONEVSKY, ALAN PWCLO5972221
OBRIEN-ADERHOLDT, MAUREEN MARY MARGARETCCO4182378
VLASTAKIS, ALEXPRESIDENT4141268

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TZERO MARKETS

CRD#: 304537

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