Benjamin T. Dolan

DOLAN CAPITAL ADVISORS

Charlotte, NC 28277

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CRD#: 6353307

Professional summary

Benjamin Timothy Dolan, CFP®, who also goes by Ben Timothy Dolan, is a registered financial advisor currently at DOLAN CAPITAL ADVISORS, LLC located in Charlotte, North Carolina.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Benjamin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Ben Timothy Dolan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dolan Family, Inc.; Investment-Related; Charlotte, NC; Holding Company; President; 6/2015; 2 hrs/mo; 2 hrs/mo during securities trading hours; Duties include banking, payroll estimates, and other general duties as needed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Timothy Dolan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

July 7, 2015 - Present

DOLAN CAPITAL ADVISORS, LLC

Office #1: 15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277

RIA

CRD#: 269886

Charlotte, NC

Past

June 12, 2014 - June 29, 2015

DAVIDSON CAPITAL

RIA

CRD#: 118725

DAVIDSON, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOLAN CAPITAL ADVISORS, LLC

DOLAN CAPITAL ADVISORS, INC. | DOLAN FAMILY, INC. | DOLAN CAPITAL ADVISORS, LLC

CRD#: 269886 / SEC#: 801-130232

RIA

Registered Investment Advisory firm - (5/9/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/29/2024 Terminated)

South Carolina

Registered Investment Advisory firm - (5/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/7/2014

Uniform Investment Adviser Law Examination

Current Firm

DOLAN CAPITAL ADVISORS, LLC

DOLAN CAPITAL ADVISORS, INC. | DOLAN FAMILY, INC. | DOLAN CAPITAL ADVISORS, LLC

CRD#: 269886 / SEC#: 801-130232

RIA

Registered Investment Advisory firm - (5/9/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/29/2024 Terminated)

South Carolina

Registered Investment Advisory firm - (5/13/2024 Terminated)

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Contact information

Main Address

15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277

Mailing Address

Phone number

(704) 887-4969

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DOLAN CAPITAL ADVISORS, INC. 2025 ANNUAL AMENDED BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	321
AUM (Assets Under Management)	$ 146,049,832

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Benjamin T. Dolan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Timothy Dolan's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOLAN CAPITAL ADVISORS, LLC

DAVIDSON CAPITAL

Primary Firm SEC Registration

DOLAN CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/7/2014

Current Firm

DOLAN CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOLAN CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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