Umar Suhail
Professional summary
Umar Suhail is a registered financial professional currently at SMG SECURITIES, INC. located in New York, New York.
Umar is registered as a RR (Registered Representative) and started their career in finance in 2014. Umar has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Umar Suhail's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2025 - Present
SMG SECURITIES, INC.
Office #1: 333 East 66th Street Suite 2-o, New York, NY 10065January 29, 2018 - May 25, 2018
NOMURA SECURITIES INTERNATIONAL, INC.
October 10, 2016 - October 11, 2017
PURSUIT MERCHANT SECURITIES LLC
August 25, 2014 - September 30, 2016
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/6/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SMG SECURITIES, INC.
CRD#: 17406 / SEC#: , 8-35184
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SMG ASSOCIATES, LLC | OWNER | |
| TEPPER, JEFFREY MARK | PRESIDENT & CEO AND CHIEF COMPLIANCE OFFICER | 1215438 |
Red Flags
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