Christopher S. Lewis
Professional summary
Christopher Scott Lewis, who also goes by Chris Lewis, is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Scott Lewis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2025 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428September 18, 2019 - January 7, 2021
ABN AMRO SECURITIES (USA) LLC
April 1, 2017 - November 19, 2019
MUFG SECURITIES AMERICAS INC.
December 11, 2015 - April 1, 2017
MUFG AMERICAS CORPORATE ADVISORY, INC.
December 22, 2014 - June 24, 2015
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2025)
(6/16/2025)
Exams
Series 79TO
Date: 6/13/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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