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SL

Scott D. Lechky

INTE SECURITIES
New York, NY 10016
Some features on this profile are disabled
CRD#: 6348594
SL
Scott Daniel LechkyINTE SECURITIES

Professional summary

Scott Daniel Lechky is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2014. Scott has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Daniel Lechky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 29, 2021 - Present

INTE SECURITIES LLC

Office #1: 136 Madison Avenue 6th floor, New York, NY 10016
BD
CRD#: 47107
New York, NY
Past

February 18, 2019 - April 10, 2019

PALMER CAPITAL ADVISORS, LLC

BD
CRD#: 285420
NEW YORK, NY
Past

September 24, 2015 - January 29, 2018

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 9, 2014 - September 18, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/29/2021)
RR
Pennsylvania
(3/29/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/18/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/4/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/29/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/9/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IS
INTE SECURITIES LLC
EQUINOX SECURITIES, LLC | TRUMP SECURITIES, LLC | INTE SECURITIES LLC

CRD#: 47107 / SEC#: , 8-51667

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Mailing Address
7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433
Phone number
(212) 897-1694
Established
Florida since 08/14/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SPINDEL, ALANMEMBER6141844
SPINDEL, HOWARDMEMBER708042
SPINDEL, JAYMEMBER1839344
STUPAY, MICHAEL ELLIOTMEMBER2287906
STUPAY, SHELLEYMEMBER5570644
OBSBAUM, FREDRIC MICHAELCEO / CFO / CCO1160811

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTE SECURITIES LLC

CRD#: 47107New York, NY 10016

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